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The
Constitution: A History
A More Perfect Union:
The Creation of the U.S. Constitution
May 25, 1787, Freshly spread dirt covered the
cobblestone street in front of the Pennsylvania State House,
protecting the men inside from the sound of passing carriages and
carts. Guards stood at the entrances to ensure that the curious were
kept at a distance. Robert Morris of Pennsylvania, the
"financier" of the Revolution, opened the proceedings with a
nomination--Gen. George Washington for the presidency of the
Constitutional Convention. The vote was unanimous. With characteristic
ceremonial modesty, the general expressed his embarrassment at his
lack of qualifications to preside over such an august body and
apologized for any errors into which he might fall in the course of
its deliberations.
To many of those assembled, especially to the
small, boyish-looking, 36-year-old delegate from Virginia, James
Madison, the general's mere presence boded well for the convention,
for the illustrious Washington gave to the gathering an air of
importance and legitimacy But his decision to attend the convention
had been an agonizing one. The Father of the Country had almost
remained at home.
Suffering from rheumatism, despondent over
the loss of a brother, absorbed in the management of Mount Vernon, and
doubting that the convention would accomplish very much or that many
men of stature would attend, Washington delayed accepting the
invitation to attend for several months. Torn between the hazards of
lending his reputation to a gathering perhaps doomed to failure and
the chance that the public would view his reluctance to attend with a
critical eye, the general finally agreed to make the trip. James
Madison was pleased.
General George
Washington was unanimously elected president of the
Philadelphia convention.
The Articles of Confederation
The determined Madison had for several years
insatiably studied history and political theory searching for a
solution to the political and economic dilemmas he saw plaguing
America. The Virginian's labors convinced him of the futility and
weakness of confederacies of independent states. America's own
government under the Articles of Confederation, Madison was convinced,
had to be replaced. In force since 1781, established as a "league
of friendship" and a constitution for the 13 sovereign and
independent states after the Revolution, the articles seemed to
Madison woefully inadequate. With the states retaining considerable
power, the central government, he believed, had insufficient power to
regulate commerce. It could not tax and was generally impotent in
setting commercial policy It could not effectively support a war
effort. It had little power to settle quarrels between states. Saddled
with this weak government, the states were on the brink of economic
disaster. The evidence was overwhelming. Congress was attempting to
function with a depleted treasury; paper money was flooding the
country, creating extraordinary inflation--a pound of tea in some
areas could be purchased for a tidy $100; and the depressed condition
of business was taking its toll on many small farmers. Some of them
were being thrown in jail for debt, and numerous farms were being
confiscated and sold for taxes.
In 1786 some of the farmers had fought back.
Led by Daniel Shays, a former captain in the Continental army, a group
of armed men, sporting evergreen twigs in their hats, prevented the
circuit court from sitting at Northampton, MA, and threatened to seize
muskets stored in the arsenal at Springfield. Although the
insurrection was put down by state troops, the incident confirmed the
fears of many wealthy men that anarchy was just around the corner.
Embellished day after day in the press, the uprising made upper-class
Americans shudder as they imagined hordes of vicious outlaws
descending upon innocent citizens. From his idyllic Mount Vernon
setting, Washington wrote to Madison: "Wisdom and good examples
are necessary at this time to rescue the political machine from the
impending storm."
Madison thought he had the answer. He wanted
a strong central government to provide order and stability. "Let
it be tried then," he wrote, "whether any middle ground can
be taken which will at once support a due supremacy of the national
authority," while maintaining state power only when
"subordinately useful." The resolute Virginian looked to the
Constitutional Convention to forge a new government in this mold.
The convention had its specific origins in a
proposal offered by Madison and John Tyler in the Virginia assembly
that the Continental Congress be given power to regulate commerce
throughout the Confederation. Through their efforts in the assembly a
plan was devised inviting the several states to attend a convention at
Annapolis, MD, in September 1786 to discuss commercial problems.
Madison and a young lawyer from New York named Alexander Hamilton
issued a report on the meeting in Annapolis, calling upon Congress to
summon delegates of all of the states to meet for the purpose of
revising the Articles of Confederation. Although the report was widely
viewed as a usurpation of congressional authority, the Congress did
issue a formal call to the states for a convention. To Madison it
represented the supreme chance to reverse the country's trend. And as
the delegations gathered in Philadelphia, its importance was not lost
to others. The squire of Gunston Hall, George Mason, wrote to his son,
"The Eyes of the United States are turned upon this Assembly and
their Expectations raised to a very anxious Degree. May God Grant that
we may be able to gratify them, by establishing a wise and just
Government."
The Delegates
Seventy-four delegates were appointed to the
convention, of which 55 actually attended sessions. Rhode Island was
the only state that refused to send delegates. Dominated by men wedded
to paper currency, low taxes, and popular government, Rhode Island's
leaders refused to participate in what they saw as a conspiracy to
overthrow the established government. Other Americans also had their
suspicions. Patrick Henry, of the flowing red Glasgow cloak and the
magnetic oratory, refused to attend, declaring he "smelt a
rat." He suspected, correctly, that Madison had in mind the
creation of a powerful central government and the subversion of the
authority of the state legislatures. Henry along with many other
political leaders, believed that the state governments offered the
chief protection for personal liberties. He was determined not to lend
a hand to any proceeding that seemed to pose a threat to that
protection.
With Henry absent, with such towering figures
as Jefferson and Adams abroad on foreign missions, and with John Jay
in New York at the Foreign Office, the convention was without some of
the country's major political leaders. It was, nevertheless, an
impressive assemblage. In addition to Madison and Washington, there
were Benjamin Franklin of Pennsylvania--crippled by gout, the
81-year-old Franklin was a man of many dimensions printer,
storekeeper, publisher, scientist, public official, philosopher,
diplomat, and ladies' man; James Wilson of Pennsylvania--a
distinguished lawyer with a penchant for ill-advised land-jobbing
schemes, which would force him late in life to flee from state to
state avoiding prosecution for debt, the Scotsman brought a profound
mind steeped in constitutional theory and law; Alexander Hamilton of
New York--a brilliant, ambitious former aide-de-camp and secretary to
Washington during the Revolution who had, after his marriage into the
Schuyler family of New York, become a powerful political figure;
George Mason of Virginia--the author of the Virginia Bill of Rights
whom Jefferson later called "the Cato of his country without the
avarice of the Roman"; John Dickinson of Delaware--the quiet,
reserved author of the "Farmers' Letters" and chairman of
the congressional committee that framed the articles; and Gouverneur
Morris of Pennsylvania-- well versed in French literature and
language, with a flair and bravado to match his keen intellect, who
had helped draft the New York State Constitution and had worked with
Robert Morris in the Finance Office.
There were others who played major roles -
Oliver Ellsworth of Connecticut; Edmund Randolph of Virginia; William
Paterson of New Jersey; John Rutledge of South Carolina; Elbridge
Gerry of Massachusetts; Roger Sherman of Connecticut; Luther Martin of
Maryland; and the Pinckneys, Charles and Charles Cotesworth, of South
Carolina. Franklin was the oldest member and Jonathan Dayton, the
27-year-old delegate from New Jersey was the youngest. The average age
was 42. Most of the delegates had studied law, had served in colonial
or state legislatures, or had been in the Congress. Well versed in
philosophical theories of government advanced by such philosophers as
James Harrington, John Locke, and Montesquieu, profiting from
experience gained in state politics, the delegates composed an
exceptional body, one that left a remarkably learned record of debate.
Fortunately we have a relatively complete record of the proceedings,
thanks to the indefatigable James Madison. Day after day, the
Virginian sat in front of the presiding officer, compiling notes of
the debates, not missing a single day or a single major speech. He
later remarked that his self-confinement in the hall, which was often
oppressively hot in the Philadelphia summer, almost killed him.
The sessions of the convention were held in
secret--no reporters or visitors were permitted. Although many of the
naturally loquacious members were prodded in the pubs and on the
streets, most remained surprisingly discreet. To those suspicious of
the convention, the curtain of secrecy only served to confirm their
anxieties. Luther Martin of Maryland later charged that the conspiracy
in Philadelphia needed a quiet breeding ground. Thomas Jefferson wrote
John Adams from Paris, "I am sorry they began their deliberations
by so abominable a precedent as that of tying up the tongues of their
members."
The Virginia Plan
On Tuesday morning, May 29, Edmund Randolph,
the tall, 34-year- old governor of Virginia, opened the debate with a
long speech decrying the evils that had befallen the country under the
Articles of Confederation and stressing the need for creating a strong
national government. Randolph then outlined a broad plan that he and
his Virginia compatriots had, through long sessions at the Indian
Queen tavern, put together in the days preceding the convention. James
Madison had such a plan on his mind for years. The proposed government
had three branches--legislative, executive, and judicial--each branch
structured to check the other. Highly centralized, the government
would have veto power over laws enacted by state legislatures. The
plan, Randolph confessed, "meant a strong consolidated
union in which the idea of states should be nearly annihilated."
This was, indeed, the rat so offensive to Patrick Henry.
The introduction of the so-called Virginia
Plan at the beginning of the convention was a tactical coup. The
Virginians had forced the debate into their own frame of reference and
in their own terms.
For 10 days the members of the convention
discussed the sweeping and, to many delegates, startling Virginia
resolutions. The critical issue, described succinctly by Gouverneur
Morris on May 30, was the distinction between a federation and a
national government, the "former being a mere compact resting on
the good faith of the parties; the latter having a compleat and compulsive
operation." Morris favored the latter, a "supreme
power" capable of exercising necessary authority not merely a
shadow government, fragmented and hopelessly ineffective.
The New Jersey Plan
This nationalist position revolted many
delegates who cringed at the vision of a central government swallowing
state sovereignty. On June 13 delegates from smaller states rallied
around proposals offered by New Jersey delegate William Paterson.
Railing against efforts to throw the states into "hotchpot,"
Paterson proposed a "union of the States merely federal."
The "New Jersey resolutions" called only for a revision of
the articles to enable the Congress more easily to raise revenues and
regulate commerce. It also provided that acts of Congress and ratified
treaties be "the supreme law of the States."
For 3 days the convention debated Paterson's
plan, finally voting for rejection. With the defeat of the New Jersey
resolutions, the convention was moving toward creation of a new
government, much to the dismay of many small-state delegates. The
nationalists, led by Madison, appeared to have the proceedings in
their grip. In addition, they were able to persuade the members that
any new constitution should be ratified through conventions of the
people and not by the Congress and the state legislatures- -another
tactical coup. Madison and his allies believed that the constitution
they had in mind would likely be scuttled in the legislatures, where
many state political leaders stood to lose power. The nationalists
wanted to bring the issue before "the people," where
ratification was more likely.
Hamilton's Plan
On June 18 Alexander Hamilton presented his
own ideal plan of government. Erudite and polished, the speech,
nevertheless, failed to win a following. It went too far. Calling the
British government "the best in the world," Hamilton
proposed a model strikingly similar an executive to serve during good
behavior or life with veto power over all laws; a senate with members
serving during good behavior; the legislature to have power to pass
"all laws whatsoever." Hamilton later wrote to Washington
that the people were now willing to accept "something not very
remote from that which they have lately quitted." What the people
had "lately quitted," of course, was monarchy. Some members
of the convention fully expected the country to turn in this
direction. Hugh Williamson of North Carolina, a wealthy physician,
declared that it was "pretty certain . . . that we should at some
time or other have a king." Newspaper accounts appeared in the
summer of 1787 alleging that a plot was under way to invite the second
son of George III, Frederick, Duke of York, the secular bishop of
Osnaburgh in Prussia, to become "king of the United States."
Alexander Hamilton on
June 18 called the British government "the best in the
world" and proposed a model strikingly similar. The
erudite New Yorker, however, later became one of the most
ardent spokesmen for the new Constitution.
Strongly militating against any serious
attempt to establish monarchy was the enmity so prevalent in the
revolutionary period toward royalty and the privileged classes. Some
state constitutions had even prohibited titles of nobility. In the
same year as the Philadelphia convention, Royall Tyler, a
revolutionary war veteran, in his play The Contract, gave his own
jaundiced view of the upper classes:
Exult each patriot heart! this night is
shewn
A piece, which we may fairly call our own;
Where the proud titles of "My Lord!" "Your
Grace!"
To humble Mr. and plain Sir give place.
Most delegates were well aware that there
were too many Royall Tylers in the country, with too many memories of
British rule and too many ties to a recent bloody war, to accept a
king. As the debate moved into the specifics of the new government,
Alexander Hamilton and others of his persuasion would have to accept
something less.
By the end of June, debate between the large
and small states over the issue of representation in the first chamber
of the legislature was becoming increasingly acrimonious. Delegates
from Virginia and other large states demanded that voting in Congress
be according to population; representatives of smaller states insisted
upon the equality they had enjoyed under the articles. With the
oratory degenerating into threats and accusations, Benjamin Franklin
appealed for daily prayers. Dressed in his customary gray homespun,
the aged philosopher pleaded that "the Father of lights . . .
illuminate our understandings." Franklin's appeal for prayers was
never fulfilled; the convention, as Hugh Williamson noted, had no
funds to pay a preacher.
On June 29 the delegates from the small
states lost the first battle. The convention approved a resolution
establishing population as the basis for representation in the House
of Representatives, thus favoring the larger states. On a subsequent
small-state proposal that the states have equal representation in the
Senate, the vote resulted in a tie. With large-state delegates
unwilling to compromise on this issue, one member thought that the
convention "was on the verge of dissolution, scarce held together
by the strength of an hair."
By July 10 George Washington was so
frustrated over the deadlock that he bemoaned "having had any
agency" in the proceedings and called the opponents of a strong
central government "narrow minded politicians . . . under the
influence of local views." Luther Martin of Maryland, perhaps one
whom Washington saw as "narrow minded," thought otherwise. A
tiger in debate, not content merely to parry an opponent's argument
but determined to bludgeon it into eternal rest, Martin had become
perhaps the small states' most effective, if irascible, orator. The
Marylander leaped eagerly into the battle on the representation issue
declaring, "The States have a right to an equality of
representation. This is secured to us by our present articles of
confederation; we are in possession of this privilege."
The Great Compromise
Also crowding into this complicated and
divisive discussion over representation was the North-South division
over the method by which slaves were to be counted for purposes of
taxation and representation. On July 12 Oliver Ellsworth proposed that
representation for the lower house be based on the number of free
persons and three-fifths of "all other persons," a euphemism
for slaves. In the following week the members finally compromised,
agreeing that direct taxation be according to representation and that
the representation of the lower house be based on the white
inhabitants and three-fifths of the "other people." With
this compromise and with the growing realization that such compromise
was necessary to avoid a complete breakdown of the convention, the
members then approved Senate equality. Roger Sherman had remarked that
it was the wish of the delegates "that some general government
should be established." With the crisis over representation now
settled, it began to look again as if this wish might be fulfilled.
For the next few days the air in the City of
Brotherly Love, although insufferably muggy and swarming with
blue-bottle flies, had the clean scent of conciliation. In this period
of welcome calm, the members decided to appoint a Committee of Detail
to draw up a draft constitution. The convention would now at last have
something on paper. As Nathaniel Gorham of Massachusetts, John
Rutledge, Edmund Randolph, James Wilson, and Oliver Ellsworth went to
work, the other delegates voted themselves a much needed 10-day
vacation.
During the adjournment, Gouverneur Morris and
George Washington rode out along a creek that ran through land that
had been part of the Valley Forge encampment 10 years earlier. While
Morris cast for trout, Washington pensively looked over the now lush
ground where his freezing troops had suffered, at a time when it had
seemed as if the American Revolution had reached its end. The country
had come a long way.
The First Draft
On Monday August 6, 1787, the convention
accepted the first draft of the Constitution. Here was the
article-by-article model from which the final document would result
some 5 weeks later. As the members began to consider the various
sections, the willingness to compromise of the previous days quickly
evaporated. The most serious controversy erupted over the question of
regulation of commerce. The southern states, exporters of raw
materials, rice, indigo, and tobacco, were fearful that a New
England-dominated Congress might, through export taxes, severely
damage the South's economic life. C. C. Pinckney declared that if
Congress had the power to regulate trade, the southern states would be
"nothing more than overseers for the Northern States."
On August 21 the debate over the issue of
commerce became very closely linked to another explosive
issue--slavery. When Martin of Maryland proposed a tax on slave
importation, the convention was thrust into a strident discussion of
the institution of slavery and its moral and economic relationship to
the new government. Rutledge of South Carolina, asserting that slavery
had nothing at all to do with morality, declared, "Interest alone
is the governing principle with nations." Sherman of Connecticut
was for dropping the tender issue altogether before it jeopardized the
convention. Mason of Virginia expressed concern over unlimited
importation of slaves but later indicated that he also favored federal
protection of slave property already held. This nagging issue of
possible federal intervention in slave traffic, which Sherman and
others feared could irrevocably split northern and southern delegates,
was settled by, in Mason's words, "a bargain." Mason later
wrote that delegates from South Carolina and Georgia, who most feared
federal meddling in the slave trade, made a deal with delegates from
the New England states. In exchange for the New Englanders' support
for continuing slave importation for 20 years, the southerners
accepted a clause that required only a simple majority vote on
navigation laws, a crippling blow to southern economic interests.
The bargain was also a crippling blow to
those working to abolish slavery. Congregationalist minister and
abolitionist Samuel Hopkins of Connecticut charged that the convention
had sold out: "How does it appear . . . that these States, who
have been fighting for liberty and consider themselves as the highest
and most noble example of zeal for it, cannot agree in any political
Constitution, unless it indulge and authorize them to enslave their
fellow men . . . Ah! these unclean spirits, like frogs, they, like the
Furies of the poets are spreading discord, and exciting men to
contention and war." Hopkins considered the Constitution a
document fit for the flames.
On August 31 a weary George Mason, who had 3
months earlier written so expectantly to his son about the "great
Business now before us," bitterly exclaimed that he "would
sooner chop off his right hand than put it to the Constitution as it
now stands." Mason despaired that the convention was rushing to
saddle the country with an ill-advised, potentially ruinous central
authority He was concerned that a "bill of rights," ensuring
individual liberties, had not been made part of the Constitution.
Mason called for a new convention to reconsider the whole question of
the formation of a new government. Although Mason's motion was
overwhelmingly voted down, opponents of the Constitution did not
abandon the idea of a new convention. It was futilely suggested again
and again for over 2 years.
One of the last major unresolved problems was
the method of electing the executive. A number of proposals, including
direct election by the people, by state legislatures, by state
governors, and by the national legislature, were considered. The
result was the electoral college, a master stroke of compromise,
quaint and curious but politically expedient. The large states got
proportional strength in the number of delegates, the state
legislatures got the right of selecting delegates, and the House the
right to choose the president in the event no candidate received a
majority of electoral votes. Mason later predicted that the House
would probably choose the president 19 times out of 20.
In the early days of September, with the
exhausted delegates anxious to return home, compromise came easily. On
September 8 the convention was ready to turn the Constitution over to
a Committee of Style and Arrangement. Gouverneur Morris was the chief
architect. Years later he wrote to Timothy Pickering: "That
Instrument was written by the Fingers which wrote this letter."
The Constitution was presented to the convention on September 12, and
the delegates methodically began to consider each section. Although
close votes followed on several articles, it was clear that the
grueling work of the convention in the historic summer of 1787 was
reaching its end.
Before the final vote on the Constitution on
September 15, Edmund Randolph proposed that amendments be made by the
state conventions and then turned over to another general convention
for consideration. He was joined by George Mason and Elbridge Gerry.
The three lonely allies were soundly rebuffed. Late in the afternoon
the roll of the states was called on the Constitution, and from every
delegation the word was "Aye."
On September 17 the members met for the last
time, and the venerable Franklin had written a speech that was
delivered by his colleague James Wilson. Appealing for unity behind
the Constitution, Franklin declared, "I think it will astonish
our enemies, who are waiting with confidence to hear that our councils
are confounded like those of the builders of Babel; and that our
States are on the point of separation, only to meet hereafter for the
purpose of cutting one another's throats." With Mason, Gerry, and
Randolph withstanding appeals to attach their signatures, the other
delegates in the hall formally signed the Constitution, and the
convention adjourned at 4 o'clock in the afternoon.
Weary from weeks of intense pressure but
generally satisfied with their work, the delegates shared a farewell
dinner at City Tavern. Two blocks away on Market Street, printers John
Dunlap and David Claypoole worked into the night on the final imprint
of the six-page Constitution, copies of which would leave Philadelphia
on the morning stage. The debate over the nation's form of government
was now set for the larger arena.
As the members of the convention returned
home in the following days, Alexander Hamilton privately assessed the
chances of the Constitution for ratification. In its favor were the
support of Washington, commercial interests, men of property,
creditors, and the belief among many Americans that the Articles of
Confederation were inadequate. Against it were the opposition of a few
influential men in the convention and state politicians fearful of
losing power, the general revulsion against taxation, the suspicion
that a centralized government would be insensitive to local interests,
and the fear among debtors that a new government would "restrain
the means of cheating Creditors."
The Federalists and the Anti-Federalists
Because of its size, wealth, and influence
and because it was the first state to call a ratifying convention,
Pennsylvania was the focus of national attention. The positions of the
Federalists, those who supported the Constitution, and the
anti-Federalists, those who opposed it, were printed and reprinted by
scores of newspapers across the country. And passions in the state
were most warm. When the Federalist-dominated Pennsylvania assembly
lacked a quorum on September 29 to call a state ratifying convention,
a Philadelphia mob, in order to provide the necessary numbers, dragged
two anti-Federalist members from their lodgings through the streets to
the State House where the bedraggled representatives were forced to
stay while the assembly voted. It was a curious example of
participatory democracy.
On October 5 anti-Federalist Samuel Bryan
published the first of his "Centinel" essays in
Philadelphia's Independent Gazetteer. Republished in newspapers in
various states, the essays assailed the sweeping power of the central
government, the usurpation of state sovereignty, and the absence of a
bill of rights guaranteeing individual liberties such as freedom of
speech and freedom of religion. "The United States are to be
melted down," Bryan declared, into a despotic empire dominated by
"well-born" aristocrats. Bryan was echoing the fear of many
anti-Federalists that the new government would become one controlled
by the wealthy established families and the culturally refined. The
common working people, Bryan believed, were in danger of being
subjugated to the will of an all-powerful authority remote and
inaccessible to the people. It was this kind of authority, he
believed, that Americans had fought a war against only a few years
earlier.
The next day James Wilson, delivering a
stirring defense of the Constitution to a large crowd gathered in the
yard of the State House, praised the new government as the best
"which has ever been offered to the world." The Scotsman's
view prevailed. Led by Wilson, Federalists dominated in the
Pennsylvania convention, carrying the vote on December 12 by a healthy
46 to 23.
The vote for ratification in Pennsylvania did
not end the rancor and bitterness. Franklin declared that scurrilous
articles in the press were giving the impression that Pennsylvania was
"peopled by a set of the most unprincipled, wicked, rascally and
quarrelsome scoundrels upon the face of the globe." And in
Carlisle, on December 26, anti-Federalist rioters broke up a
Federalist celebration and hung Wilson and the Federalist chief
justice of Pennsylvania, Thomas McKean, in effigy; put the torch to a
copy of the Constitution; and busted a few Federalist heads.
In New York the Constitution was under siege
in the press by a series of essays signed "Cato." Mounting a
counterattack, Alexander Hamilton and John Jay enlisted help from
Madison and, in late 1787, they published the first of a series of
essays now known as the Federalist Papers. The 85 essays, most of
which were penned by Hamilton himself, probed the weaknesses of the
Articles of Confederation and the need for an energetic national
government. Thomas Jefferson later called the Federalist Papers
the "best commentary on the principles of government ever
written."
Against this kind of Federalist leadership
and determination, the opposition in most states was disorganized and
generally inert. The leading spokesmen were largely state-centered men
with regional and local interests and loyalties. Madison wrote of the
Massachusetts anti-Federalists, "There was not a single character
capable of uniting their wills or directing their measures. . . . They
had no plan whatever." The anti-Federalists attacked wildly on
several fronts: the lack of a bill of rights, discrimination against
southern states in navigation legislation, direct taxation, the loss
of state sovereignty. Many charged that the Constitution represented
the work of aristocratic politicians bent on protecting their own
class interests. At the Massachusetts convention one delegate
declared, "These lawyers, and men of learning and moneyed men,
that . . . make us poor illiterate people swallow down the pill . . .
they will swallow up all us little folks like the great Leviathan;
yes, just as the whale swallowed up Jonah!" Some newspaper
articles, presumably written by anti-Federalists, resorted to fanciful
predictions of the horrors that might emerge under the new
Constitution pagans and deists could control the government; the use
of Inquisition-like torture could be instituted as punishment for
federal crimes; even the pope could be elected president.
One anti-Federalist argument gave opponents
some genuine difficulty--the claim that the territory of the 13 states
was too extensive for a representative government. In a republic
embracing a large area, anti-Federalists argued, government would be
impersonal, unrepresentative, dominated by men of wealth, and
oppressive of the poor and working classes. Had not the illustrious
Montesquieu himself ridiculed the notion that an extensive territory
composed of varying climates and people, could be a single republican
state? James Madison, always ready with the Federalist volley, turned
the argument completely around and insisted that the vastness of the
country would itself be a strong argument in favor of a republic.
Claiming that a large republic would counterbalance various political
interest groups vying for power, Madison wrote, "The smaller the
society the fewer probably will be the distinct parties and interests
composing it; the fewer the distinct parties and interests, the more
frequently will a majority be found of the same party and the more
easily will they concert and execute their plans of oppression."
Extend the size of the republic, Madison argued, and the country would
be less vulnerable to separate factions within it.
Ratification
By January 9, 1788, five states of the nine
necessary for ratification had approved the Constitution--Delaware,
Pennsylvania, New Jersey, Georgia, and Connecticut. But the eventual
outcome remained uncertain in pivotal states such as Massachusetts,
New York, and Virginia. On February 6, withFederalists agreeing to
recommend a list of amendments amounting to a bill of rights,
Massachusetts ratified by a vote of 187 to 168. The revolutionary
leader, John Hancock, elected to preside over the Massachusetts
ratifying convention but unable to make up his mind on the
Constitution, took to his bed with a convenient case of gout. Later
seduced by the Federalists with visions of the vice presidency and
possibly the presidency, Hancock, whom Madison noted as "an
idolater of popularity," suddenly experienced a miraculous cure
and delivered a critical block of votes. Although Massachusetts was
now safely in the Federalist column, the recommendation of a bill of
rights was a significant victory for the anti-Federalists. Six of the
remaining states later appended similar recommendations.
When the New Hampshire convention was
adjourned by Federalists who sensed imminent defeat and when Rhode
Island on March 24 turned down the Constitution in a popular
referendum by an overwhelming vote of 10 to 1, Federalist leaders were
apprehensive. Looking ahead to the Maryland convention, Madison wrote
to Washington, "The difference between even a postponement and
adoption in Maryland may . . . possibly give a fatal advantage to that
which opposes the constitution." Madison had little reason to
worry. The final vote on April 28 63 for, 11 against. In Baltimore, a
huge parade celebrating the Federalist victory rolled. through the
downtown streets, highlighted by a 15-foot float called "Ship
Federalist." The symbolically seaworthy craft was later launched
in the waters off Baltimore and sailed down the Potomac to Mount
Vernon.
On July 2, 1788, the Confederation Congress,
meeting in New York, received word that a reconvened New Hampshire
ratifying convention had approved the Constitution. With South
Carolina's acceptance of the Constitution in May, New Hampshire thus
became the ninth state to ratify. The Congress appointed a committee
"for putting the said Constitution into operation."
In the next 2 months, thanks largely to the
efforts of Madison and Hamilton in their own states, Virginia and New
York both ratified while adding their own amendments. The margin for
the Federalists in both states, however, was extremely close. Hamilton
figured that the majority of the people in New York actually opposed
the Constitution, and it is probable that a majority of people in the
entire country opposed it. Only the promise of amendments had ensured
a Federalist victory.
The Bill of Rights
The call for a bill of rights had been the
anti-Federalists' most powerful weapon. Attacking the proposed
Constitution for its vagueness and lack of specific protection against
tyranny, Patrick Henry asked the Virginia convention, "What can
avail your specious, imaginary balances, your rope-dancing,
chain-rattling, ridiculous ideal checks and contrivances." The
anti-Federalists, demanding a more concise, unequivocal Constitution,
one that laid out for all to see the right of the people and
limitations of the power of government, claimed that the brevity of
the document only revealed its inferior nature. Richard Henry Lee
despaired at the lack of provisions to protect "those essential
rights of mankind without which liberty cannot exist." Trading
the old government for the new without such a bill of rights, Lee
argued, would be trading Scylla for Charybdis.
A bill of rights had been barely mentioned in
the Philadelphia convention, most delegates holding that the
fundamental rights of individuals had been secured in the state
constitutions. James Wilson maintained that a bill of rights was
superfluous because all power not expressly delegated to thenew
government was reserved to the people. It was clear, however, that in
this argument the anti-Federalists held the upper hand. Even Thomas
Jefferson, generally in favor of the new government, wrote to Madison
that a bill of rights was "what the people are entitled to
against every government on earth."
By the fall of 1788 Madison had been
convinced that not only was a bill of rights necessary to ensure
acceptance of the Constitution but that it would have positive
effects. He wrote, on October 17, that such "fundamental maxims
of free Government" would be "a good ground for an appeal to
the sense of community" against potential oppression and would
"counteract the impulses of interest and passion."
Madison's support of the bill of rights was
of critical significance. One of the new representatives from Virginia
to the First Federal Congress, as established by the new Constitution,
he worked tirelessly to persuade the House to enact amendments.
Defusing the anti-Federalists' objections to the Constitution, Madison
was able to shepherd through 17 amendments in the early months of the
Congress, a list that was later trimmed to 12 in the Senate. On
October 2, 1789, President Washington sent to each of the states a
copy of the 12 amendments adopted by the Congress in September. By
December 15, 1791, three-fourths of the states had ratified the 10
amendments now so familiar to Americans as the "Bill of
Rights."
Benjamin Franklin told a French correspondent
in 1788 that the formation of the new government had been like a game
of dice, with many players of diverse prejudices and interests unable
to make any uncontested moves. Madison wrote to Jefferson that the
welding of these clashing interests was "a task more difficult
than can be well conceived by those who were not concerned in the
execution of it." When the delegates left Philadelphia after the
convention, few, if any, were convinced that the Constitution they had
approved outlined the ideal form of government for the country. But
late in his life James Madison scrawled out another letter, one never
addressed. In it he declared that no government can be perfect, and
"that which is the least imperfect is therefore the best
government."
The Document Enshrined
The fate of the United States Constitution
after its signing on September 17, 1787, can be contrasted sharply to
the travels and physical abuse of America's other great parchment, the
Declaration of Independence. As the Continental Congress, during the
years of the revolutionary war, scurried from town to town, the
rolled-up Declaration was carried along. After the formation of the
new government under the Constitution, the one-page Declaration,
eminently suited for display purposes, graced the walls of various
government buildings in Washington, exposing it to prolonged damaging
sunlight. It was also subjected to the work of early calligraphers
responding to a demand for reproductions of the revered document. As
any visitor to the National Archives can readily observe, the early
treatment of the now barely legible Declaration took a disastrous
toll. The Constitution, in excellent physical condition after more
than 200 years, has enjoyed a more serene existence. By 1796 the
Constitution was in the custody of the Department of State along with
the Declaration and traveled with the federal government from New York
to Philadelphia to Washington. Both documents were secretly moved to
Leesburg, VA, before the imminent attack by the British on Washington
in 1814. Following the war, the Constitution remained in the State
Department while the Declaration continued its travels--to the Patent
Office Building from 1841 to 1876, to Independence Hall in
Philadelphia during the Centennial celebration, and back to Washington
in 1877. On September 29, 1921, President Warren Harding issued an
Executive order transferring the Constitution and the Declaration to
the Library of Congress for preservation and exhibition. The next day
Librarian of Congress Herbert Putnam, acting on authority of Secretary
of State Charles Evans Hughes, carried the Constitution and the
Declaration in a Model-T Ford truck to the library and placed them in
his office safe until an appropriate exhibit area could be
constructed. The documents were officially put on display at a
ceremony in the library on February 28, 1924. On February 20, 1933, at
the laying of the cornerstone of the future National Archives
Building, President Herbert Hoover remarked, "There will be
aggregated here the most sacred documents of our history--the
originals of the Declaration of Independence and of the Constitution
of the United States." The two documents however, were not
immediately transferred to the Archives. During World War II both were
moved from the library to Fort Knox for protection and returned to the
library in 1944. It was not until successful negotiations were
completed between Librarian of Congress Luther Evans and Archivist of
the United States Wayne Grover that the transfer to the National
Archives was finally accomplished by special direction of the Joint
Congressional Committee on the Library.
On December 13, 1952, the Constitution and
the Declaration were placed in helium-filled cases, enclosed in wooden
crates, laid on mattresses in an armored Marine Corps personnel
carrier, and escorted by ceremonial troops, two tanks, and four
servicemen carrying submachine guns down Pennsylvania and Constitution
avenues to the National Archives. Two days later, President Harry
Truman declared at a formal ceremony in the Archives Exhibition Hall.
"We are engaged here today in a
symbolic act. We are enshrining these documents for future ages.
This magnificent hall has been constructed to exhibit them, and the
vault beneath, that we have built to protect them, is as safe from
destruction as anything that the wit of modern man can devise. All
this is an honorable effort, based upon reverence for the great
past, and our generation can take just pride in it."

- George Washington, Father of Our
Country
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